perm filename CHAP3[4,KMC]9 blob sn#053950 filedate 1973-07-12 generic text, type T, neo UTF8
00100	.SEC A SYMBOL-PROCESSING THEORY OF THE PARANOID MODE
00200	
00300	           
00400	.SS Hypotheses and Presuppositions
00500	
00600		A theory involves  a  conjunction  of  hypotheses  (main  and
00700	subsidiary), auxiliary assumptions and initial conditions. Underlying
00800	the theory are numerous  stated  and  unstated  presuppositions.  The
00900	theory  of  the  paranoid  mode to be described posits a structure or
01000	organization of interacting symbolic procedures. These procedures and
01100	their  interactions  are  supplemented  in  the theory by a number of
01200	auxiliary assumptions and presuppositions which will become  apparent
01300	as the story unfolds.
01400		I shall first contrast two modes  of  information  processing
01500	activity, one termed "ordinary" and one termed "paranoid".
01600		In the ordinary mode a person  goes  about  his  business  of
01700	everyday	living in a matter-of-fact way. He deals with routine
01800	situations in his environment as  they  arise,  in  the  main  taking
01900	things  at  their face value.  Things and people behave in accordance
02000	with his beliefs and expectations and thus can be managed  routinely.
02100	Only  a  small  amount of attention need be devoted to monitoring the
02200	environment , simply checking that everthing is as  expected.    This
02300	placid  ongoing  sequence  can be interrupted by the the detection of
02400	signs of alarm  or  opportunity  at  any  time  but  the  predominant
02500	condition  is one of a steady progression of events so ordinary as to
02600	be uneventful.
02700		In contrast to this routine ordinariness is an arousal  state
02800	of  emergency  .    The  particular  aroused  emergency  I  shall  be
02900	considering describes the paranoid mode of information processing  as
03000	characterized by a wary suspiciousness. A person in paranoid mode can
03100	be compared to a spy in a hostile country.   To  him  everyone  is  a
03200	potential  enemy, a threat to his existence who must be evaluated for
03300	malevolence or harmlessness.  The secret agent is  hypervigilant  and
03400	fully  mobilized  to  attack,  to  flee, to stalk.  In this situation
03500	appearances are not to be taken at face value as ordinary  events  or
03600	background  but  each  is  attended  to  and  interpreted  to  detect
03700	malevolence. Events in the environment, which in  the  ordinary  mode
03800	would  not  be  connected to the self, become referred to the self as
03900	potentially menacing.  The unintended is misinterpreted  as  intended
04000	and  the  undesigned  is  confused  with  the  designed.   Nothing is
04100	unattendible. The predominant intention of the  agent  is  to  detect
04200	malevolence from others.  In paranoid patients the over-riding belief
04300	in and expectation of malevolence on the part  of  others  keeps  the
04400	self  in  an  aroused  alarm  state  ,  a  state  which  occurs  only
04500	occasionally in the ordinary mode of  information  processing.  (MORE
04600	HERE ON EVERDAY PARANOIA ??
04700	(ACCOUNTS OF  PARANOID  MODE  IN  LITERARY  STYLE--CORVO,
04800	HEMINGWAY,HOFSTADER,FOWLES, JOE LOUIS STORY??)
04900	
05000	
05100	
05200		In the following account  I  shall  presuppose  a  schema  of
05300	intentionalistic  action  and  non-action  which  takes the form of a
05400	practical inference:
05500		AN AGENT A WANTS SITUATION S TO OBTAIN
05600		A BELIEVES THAT IN ORDER FOR S TO OBTAIN, A MUST DO X
05700		THEREFORE A PLANS, TRIES OR PROCEEDS TO DO X
05800	.END
05900	An agent is taken here to be human. To do means to  produce,  prevent
06000	or  allow  something to happen. We presuppose the agent's power to do
06100	X.  X can be multiple sequential or concurrent actions  and  includes
06200	mental    action    (e.g.       deciding)   as   well   as   physical
06300	action(e.g.talking).  It is also presupposed  in  this  action-schema
06400	that  ,  in  doing  X,  A receives feedback as to whether S is coming
06500	about, i.e.    whether doing X is successful or not in  obtaining  S.
06600	Thus  an  intention is defined to consist of a wish, a belief, and an
06700	action which may actually be carried out or simply planned.
06900		The major processes here posited to govern the paranoid  mode
07000	involve  an  organization  of  symbol-manipulating  procedures at one
07100	level executed by an interpreter at another level.   I  shall  sketch
07200	the operations of this organization informally.
07300		Presupposed are  "consciencing"  procedures  which  judge  an
07400	action,  desire  or  state  of  the  self  to  be  wrong or defective
07500	according to criteria in terms of sanctioning beliefs.   A  censuring
07600	process then attempts to assign blame to an agent for the wrong.
07700		The interpreter attempts a simulation of assigning  blame  to
07800	the self.  If the self accepts blame, the trial simulation detects an
07900	affect-signal  of  shame  warning  of  an  eventual   undergoing   of
08000	humiliation  for  personal failure or imperfection.  The detection in
08100	the simulation serves as an  anticipatory  warning  not  to  actually
08200	execute   this   procedure  since  it  will  result  in  the  painful
08300	re-experiencing  of  a  negative  affect-state  of  humiliation.   An
08400	alternative  procedure of assigning blame to others is next simulated
08500	and found not to eventuate in a painful  affect-state.  Hence  it  is
08600	executed.  It  operates  to repudiate that the self is to blame for a
08700	wrong and to ascribe blame to other human agents. Now it is  not  the
08800	self  who  is  responsible  for  a  wrong  but it is that the self is
08900	wronged by others.
09000		These   presupposed   strategies  are  inefficient  and  only
09100	partially effective in  the  prevention  of  humiliation.   They  can
09200	misfire  since  the  counteractions  generated may result in the self
09300	repeatedly  undergoing  criticisms  and  condemnations  from  others,
09400	exposing  the  self  to incremental shame and humiliation.   Hostile,
09500	antagonistic and belittling behavior provokes and  alienates  others.
09600	The  locus  of  censure  is  shifted  from the self to others but the
09700	countering actions designed to ontend with others,  and  redress  the
09800	wrongs, have paradoxical repercussions tending to amplify rather than
09900	reduce the very states the self is attempting to forestall  and  ward
10000	off.
10100	
10200		The  above-described  presuppositions  are  not  embodied  as
10300	procedures  in  the  model. The model begins with a scan of the input
10400	searching first for malevolence on the part of the  interviewer.  The
10500	definitions  of  malevolence  are  given  in  Table  000.  Using this
10600	classification scheme, the  model  attempts  identify  the  input  as
10700	malevolent  ,  benevolent or neutral. If the input strategies succeed
10800	in recognizing malevolence, increases in negative affect-states occur
10900	and  output  strategies  are  executed  in  an  attempt to reduce the
11000	other's malevolent effects. If benevolence is detected in the  input,
11100	an  attempt  is made to tell a  " story" seeking self-affirmation and
11200	self- vindication from the other. If the input is deemed  neutral,  a
11300	neutral nonparanoid response is given.
11400		The above description  attempts  to  summarize  informally  a
11500	series  of posited operations in an organization of symbol-processing
11600	procedures.    The details of these procedures and their interactions
11700	will be made explicit when the algorithm is described (see p ).
11800		The theory is circumscribed in that it  attempts  to  explain
11900	only  certain symbolic phenomena of a particular type of episode,i.e.
12000	an interview.It does not attempt to explain,  for  example,  why  the
12100	censuring process condemns particular actions or states as wrongs nor
12200	how  any  of  these  procedures  develop  over  time  in  a  person's
12300	paranoidogenic  socialization experience.    Thus it does not provide
12400	an ontogenetic  explanation  of  how  an  organization  of  processes
12500	evolved  and  grew  to  be  the  way  it  is.   The  model is further
12600	circumscribed in that it  offers  an  explanation  only  of  how  the
12700	organization  operates  in  the  ethogenesis of conduct and character
12800	occuring in the present in a psychiatric interview.
12900		Some evidence bearing on the posited processes  will  now  be
13000	discussed.  Evidential support for processes which attempt to contend
13100	with a malevolent other comes from clinical observations  of  normal,
13200	neurotic   and   psychotic  paranoias.   The  agent  may  report  his
13300	self-monitoring directly to an  observer  commenting  that  his,  for
13400	example,  hostile  remarks  are  intended to retaliate for a believed
13500	wrong at the hands of the other. ("I want him  to  feel  bad  and  to
13600	leave  me  alone".)  The  output  actions of the paranoid mode can be
13700	grouped into reducing persecution by retribution  or  by  withdrawal.
13800	Retribution  is  intended  to  drive  the other away while withdrawal
13900	removes the self from the sphere of the other. There does not seem to
14000	be  any  experimental  evidence  bearing  on  this point. Perhaps the
14100	clinical and everyday  observations  are  sufficient  enough  not  to
14200	require any.
14300		The process of scanning for malevolence has both clinical and
14400	experimental  evidence in its behalf.    Clinicians are familiar with
14500	the darting eye-movements of psychotic paranoids. Patients themselves
14600	report   their   hypervigilance   as  intended  to  detect  signs  of
14700	malevolence.   Silverman  (  )  and  Venables  ()   have   reported
14800	experiments  indicating that paranoid schizophrenics more extensively
14900	scan their visual fields and have a greater breadth of attention than
15000	other schizophrenic patients.
15100		In considering the  presuppositions  of  censure  and  blame,
15200	direct  evidence  is  hard  to  come  by  and  hence  such background
15300	assumtions are on shakier ground.  Since  antiquity  it  has  been  a
15400	common  observation  that  paranoids tend to accuse others of actions
15500	and states which  hold  true  for  themselves  according  an  outside
15600	observer.  As Newton, in a classic paranoid clash, said about Leibniz
15700	300 years ago: "he himself is guilty  of  what  he  complains  of  in
15800	others"(  Manuel).   A process of ascription has also been offered to
15900	account   for   the   particular   selectivity   involved   in    the
16000	hypersensitivity  to  criticism.    That  is,  why does a man believe
16100	others will ridicule him about  his  appearance  unless  hef  himself
16200	believes  his appearance to be defective. An alternative view is that
16300	the selectivity  stems  from  an  agent,  uncertain  of  himself  and
16400	observing  how  others  in  his community are censured and ridiculed,
16500	expects the same to be applied to him.
16600		The obscurity of the relation between what the  self  expects
16700	as  malevolence  and the self's own properties is well illustrated in
16800	hypotheses which have attempted to explain the  paranoid  mode  as  a
16900	consequence  of  homosexual  conflict. It has long been observed that
17000	some (not all) paranoid patients are excessively concerned  with  the
17100	topic  of  homosexuality.    Several studies of hospitalized paranoid
17200	schizophrenics show them to be  preoccupied  with  homosexuality  far
17300	more than the nonpsychotic controls.(See Klaf and Davis [ ],etc) Such
17400	evidence may be interpreted as  having  generative  implications  for
17500	certain cases. As a special case in a more general theory of avoiding
17600	humiliation, if homosexual interests are evaluated by  the  censuring
17700	process  as wrong, then the ethogenesis of the paranoid mode on these
17800	grounds becomes plausible. There is also a nonnegligible  probability
17900	that  an  agent,  doubtful  of  his own sexuality, might expect to be
18000	accused of homosexuality in a community which censures homosexuality.
18100	In  such  a  community  homosexuals trying to "pass" are of necessity
18200	suspicious  and  a  bit  paranoid  since  like  the  spy  in  hostile
18300	territory, they must be on guard against stigmatizing detection.
18400		It is obvious that self-censuring processes contribute to the
18500	regulation  of  human  conduct. But are distortions of self-censuring
18600	and blaming processes the ontogenetic  core  of  the  paranoid  mode?
18700	Heilbrun and Norbert have shown that paranoid schizophrenics are more
18800	sensitive to maternal censure as measured  by  the  disruption  of  a
18900	cognitive  task by a tape-recording of a mother censuring her son.  [
19000	] (Give  anecdotal  examples?   Spassky-Fischer,  Hofstader,  Fowles,
19100	Corvo)
19200		The theory might be extended in two ways.  First,  the  model
19300	could  be  made  more  dynamic  over time. The version described here
19400	changes only over the course of a single interview.  To  explore  how
19500	changes  can  be  brought  about through external symbolic input, the
19600	model  must  have  capabilities  for  self-modification  over  longer
19700	periods  of time in which it interacts with a number of interviewers.
19800	Such capacities would also allow  the  model  to  make  retrospective
19900	misinterpretations,  namely,  reinterpreting input formerly deemed as
20000	benevolent or neutral, as malevolent. A further use of  more  dynamic
20100	models  will be to explore the ontogenesis of the paranoid mode, that
20200	is, how a system grows to be the way it is through socialization.
20300		A second extension of the theory would involve  the  addition
20400	of hypotheses to account for additional properties such as arrogance,
20500	contemptuousness, and grandeur which are often found associated  with
20600	malevolence convictions.  Implementation  and  integration  of  these
20700	hypotheses   in  the  model  would  complexify  it  to  increase  its
20800	comphrehensiveness  and  scope  by  extending   its   repertoire   of
20900	symboligenic  powers.  In widening the scope of a simulation one thus
21000	increases its explanatory power in covering a greater range of  facts
21100	but accuracy should remain a more fundamental desideratum than range.
21200	.SS Initial Conditions
21300		When  a  theory  is  embodied  in a concrete operating model,
21400	representations  of  lawlike  generalizations   are   combined   with
21500	representations  of  singular  conditions,  usually  termed  "initial
21600	conditions".   In  constructing  a  simulation  one  can  attempt  to
21700	reproduce  the  behavior  of  an actual individual who is a member of
21800	some well-defined class. Another approach, which we  adopted,  is  to
21900	construct  a  hypothetical  individual  whose  symbolic behavior will
22000	cause him to be placed in a certain class, in this  case  the  class
22100	"paranoid".   The  singular  statements  describing  our hypothetical
22200	individual follow.
22300		He is a 28 year old single Protestant male  who  works  as  a
22400	stockclerk at Sears, a large department store. He has no siblings and
22500	lives alone, seldom seeing his parents. He  is  sensitive  about  his
22600	parents,  his  religion  and  about  sex.  His  hobby  is gambling on
22700	horseracing, both at tracks and through bookies. A few months ago  he
22800	became  involved  in  a  severe  quarrel  with a bookie, claiming the
22900	bookie did not pay off a bet. After the quarrel it  occurred  to  him
23000	that  bookies  pay  protection to the underworld and that this bookie
23100	might gain revenge by having him injured or killed by the  Mafia.  He
23200	is eager to tell his story and to get help in protecting him from the
23300	underworld. He is willing to answer questions  about  non-  sensitive
23400	areas  of his life and offers hints about his delusional system in an
23500	attempt to feel out the interviewer's attitude towards him.
23600		Because  communication  with  the  model  takes  place in the
23700	context of a psychiatric interview using unrestricted  English,  some
23800	problems  of  computer understanding of natural language will next be
23900	discussed.